Introduction
Ocular surface squamous neoplasia (OSSN) term encompasses pre-cancerous and cancerous epithelial lesions of the conjunctiva and cornea. It incorporates wide range of pathological changes from Dysplasia, Carcinoma in-situ (CIS) to Invasive SCC.1 When OSSN is not treated it can lead to blindness and even death. Most common non-pigmented malignancy of the ocular surface is OSSN.2 This disease presents in two different pattern based on age of presentation, risk factor and race- an older white male population with UVB as the primary risk and other group comprising young female population where HPV and HIV-AIDS are more prevalent. 3 The gold standard treatment for the disease is surgical excision but because of the high recurrence rate of tumour after surgical excision, recently it has been seen that conservative medical approach is being encouraged and progressively this modality of treatment is being considered in the recent years. 4 It was for the first time described by Von Graefe dating back in 1860. 5 Surprisingly OSSN usually affects one eye. 6
Epidemiology
The incidence of OSSN varies region wise with this being the most common non-pigmented malignancy of the ocular surface, 2, 7, 8, 9, 10 with an incidence ranging from 0.03-1.9 per 100,000/year in the Caucasian population,7,8,9 to 3-3.4 per 100,000/year in African ethnicity populations. 7, 11, 12 The high prevalence rate of HIV in Sub-Sharan Africa explains the difference between the two incidence rates, as HIV is the one of the most important risk factor for OSSN11. Males, Caucasians and residents of lower latitudes (closer than 30 latitude to the equator) are at highest risk of getting OSSN. 13 Mean age of presentation of this tumour is reported to be 56 years with an age range of 4-96 years. 14, 15 For population residing at lower altitudes, among patients suffering from Xeroderma pigmentosum and HIV infection, the age of presentation is at an earlier age. 13, 15, 16, 17
Predisposing Factors
The development of OSSN is associated with exposure to the sun-light, HIV-AIDS infection and HPV type 16 infection. Besides the above mentioned factors, many other factors predispose to the development of OSSN which includes :exposure to cigarette smoke, deficiency of vitamin-A, injury to ocular surface , chronic ocular inflammation (e.g. allergic conjunctivitis), petroleum chemicals exposure, chronic viral infections such as hepatitis B and C and immunodeficient states. 18, 19 Other than HIV-AIDS, Immune dysregulation syndromes like iatrogenic immunosuppression post organ transplantation, non-Hodgkin’s lymphoma, asthma/eczema/atopic disease, ocular cicatricial pemphigoid, xeroderma pigmentosum, and papillon-Lefevre syndrome can also predispose to OSSN. 7
Role of UV-B rays
The degree of risk depends on the type of UV rays, the intensity of exposure, total cumulative exposure and the quantity of the light-absorbing ‘‘protective mantle’’ of melanin.15 The mutagenic effect of UVB is related to a combination of UVB induced DNA damage, primarily in the p53 tumour suppressor gene, and impaired DNA repair mechanisms6,19,20. Following ultraviolet B radiation exposure, there is alteration in the pattern of MMP-1 and MMP-3 which is implicated in the pathogenesis of OSSN. A study published in 2008 showed the role of matrix metalloproteinases (MMP) and tissue inhibitors of matrix metalloproteinases in the changed expression pattern of above implicating factors namely MMP-1 and MMP-3. 15 Xeroderma pigmentosum (XP) is an autosomal recessive disorder with defective DNA repair mechanism which also predisposes to OSSN and other mucosal and cutaneous cancers with aggressive clinical presentation at a younger age. OSSN has been reported as early as 3 years of age in a patient of XP. 20, 21
Human papilloma virus and OSSN
In recent studies, association between human papilloma virus -16 and conjunctival neoplasia has been seen. 14, 22 HPV alone can’t act in causing the development of OSSN but in synergism with other predisposing factors like UV-B radiation as mentioned above14 UV-B radiation related DNA damage which includes the formation of pyrimidine dimers( CC>TT) and epigenetic changes in the p16 gene promoter act synergistically with HPV-16 induced inhibition of tumour suppressor gene retinoblastoma ultimately leading to neoplastic transformation of the cell lineage. 7, 23
HIV and OSSN
There is eight fold increased incidence of OSSN in patients of HIV and the risk is mainly seen in the first two years of getting AIDS. 24, 25 Screening for HIV should always be done in cases of atypical presentation of OSSN or endemic regions as this can be initial presentation of 50-86% of HIV in endemic regions. 7, 26 HIV infection has been associated with younger age at presentation of OSSN, female or no gender predilection, more severe course, bilateralism, worse prognosis, and increased risk of recurrence.7, 27, 28, 29 In patients of HIV, the clinical presentation of OSSN is more aggressive as compared to those without HIV and therefore the management often requires enucleation or exenteration as well. 29
Pathophysiology of OSSN
LIMBAL TRANSITION ZONE/STEM CELL THEORY: Stem cells present in the basal epithelial layer of nasal limbus are considered as precursor cells for OSSN. Actually nasal limbus receives the highest intensity of UV-B radiation based on the strategic anatomy. OSSN present limbally arises from basal layer and then spreads to ocular surface progressively and in advance stages invades the basement membrane. 30 Nasal side of limbus contains highest concentration of stem cells and are likely originators of neoplasia. The tumorogenesis occurs in the background of UV-B radiation exposure as DNA damage occurs due to it. More over, the immunosuppression induced by HIV and xerophthalmia, impairs immune surveillance of tumors, in this way it promotes the survival of aberrant cells. The telomerase reactivation promotes increase in size of tumour and its metastasis. The cellular matrix is also destroyed by proliferation of activated vascular endothelial growth factors and metalloproteinases. 6, 31
Clinical Presentation
Clinically OSSN presents in varied way. Mostly it presents as a sessile, fleshy, elevated lesion adjacent to the limbus in the inter-palpebral region. 15 Most of the patients come in the out patient department with complaint of the fleshy mass or a round lump in the eye, increased irritation, redness, foreign body sensation, itching in the eyes and reduced visual acuity due to astigmatism or visual axis involvement. 31, 32 The conjunctival OSSN is present in the bulbar conjunctiva, which gradually progresses to involve the limbus and cornea. Bilateral or multifocal mass can be a rare presentation of OSSN. They most commonly bestride the nasal or temporal limbus between the palpebral fissures. 33 Classification of OSSN can be done based into nodular, nodulo-ulcerative, gelatinous, leukoplakic, placoid, or papillary forms. 34 Diagnosing infiltrative variants of OSSN can be challenging as it simulates necrotizing scleritis. 35 At times pigmented variants of OSSN can pose difficulty in differentiating it from conjunctival melanoma. 36
Pannus, actinic disease, vitamin A deficiency, benign intraepithelial dyskeratosis, pinguecula, pyogenic granuloma, keratoacanthoma, pseudo epitheliomatous hyperplasia, malignant melanoma, and nevi, especially in patients with racial melanosis are the differential diagnosis of OSSN. 5
Although aggressive variants of OSSN are uncommon but deserve special mention. Mucoepidermoid carcinoma which is seen in elderly age groups has a propensity for intraocular and orbital invasion. Mucin producing cells give it a yellow cystic appearance of lesion is given by mucin producing cells. Spindle cell carcinoma is an aggressive variant with propensity to metastasize. These are generally managed surgically with wider margins.14 Changes like a diffuse or multifocal configuration, brown pigmentation, median basal diameter of > 10 mm, and thickness of > 1 mm are suggestive of malignant transformation. 7, 37, 38
Diagnosis
Histopathological examination after incisional or excisional biopsy is the gold standard for diagnosis of OSNN after it is clinically suspected based on the appearance of the lesion.15
Besides histopathological examination, additionally other methods are described for diagnosing OSSN which include: impression cytology (IC), anterior segment optical coherence tomography (AS-OCT), confocal microscopy, ultrasound biomicroscopy (UBM) and vital dyes. 3, 39 With course of time as the management of OSSN is proceeding from surgical approach to more conservative medical management from topical chemo to immunotherapy , there is increasing tendency of going towards more non-invasive techniques for diagnosing OSSN. 1, 15, 40, 41
Diagnostic vital dyes
The various dyes used to assist OSSN diagnosis are rose bengal, toluidine blue, and methylene blue. These vital have a good negative predictive value and easily exclude the diagnosis of OSSN. Their main application is during surgery to localize lesion and margins for excision. 31
Toluidine blue
Because of the high affinity, toluidine blue is a metachromatic acidophilic dye which stain nuclear material (high density). The OSSN tumour mass having high mitotic figures and less intercellular adhesions also stain well with toluidine blue. Gichuhi et al., in their analysis for OSSN, showed that 0.05% toludine blue is safer, no toxic effects and produces only little discomfort with topical application. The study showed a high sensitivity and low specificity of 92% and 31% respectively for toluidine blue in diagnosing OSSN. 42
Methylene blue
This is an acidophilic dye which helps in diagnosis of OSSN. This dye can penetrate cell walls and easily binds to nucleic acid. This dye has a high affinity for the tumour cells of OSSN with a rapid metabolic rate. Steffen et al., in their prospective analysis of 75 patients, showed that this dye has 97% sensitivity and 50% specificity for OSSN lesions. 43
Rose Bengal
Unhealthy and dead devitalized epithelial cells are stained bright pink by Rose Bengal dye. It stains OSSN tissues and helps in differentiating the abnormal epithelium. The other pathological lesions having abnormal epithelium also get stained. Hence this has high sensitivity and low specificity. 44
Exfoliative and Impression cytology
Larmande and Timsit studied the use of exfoliative cytology for the very first time in 1954.45 Malignant cells tend to have a low cell to cell adherence and also desquamate when present on the mucosal surface therefore exfoliative cytology is performed by using cytobrush and in contrast to this impression cytology is performed by using cellulose acetate paper (CAP) and is equally simple and inexpensive as is exfoliative cytology. 46 The main advantage of performing cytology by such methods is that the cell-to-cell relationship is maintained. The most commonly used non-invasive method for performing a conjunctival biopsy in cases of suspected OSSN is CAP. There is 80% correlation between impression cytology, histopathology samples, and suspected diagnosis from the specimens obtained by incisional biopsy with CAP specimen. Another method using a biopore membrane is also used for performing impression cytology. The advantage of this method is that the specimens can be stored for several days while maintaining the cell-to-cell relationship. 47 Major limitations of this methodology is that it requires experience of both the practitioner performing the investigation and of the cytologist reading the specimen because of which the applicability is limited. 48 Moreover, invasive disease still can’t be identified definitely.49
In vivo Confocal microscopy
IVCM is a non-invasive technique and allows en face images of the ocular surface. This technique utilises a source and detector of same focal length using a slit or point source light and a point or slit detector; the source and detector use conjugate pinholes in order to enhance optical resolution by reducing interference from light contamination. Impressive resolution, down to the cellular level, is obtained, though only 1 plane can be imaged at one point of time. IVCM is safe and non-invasive and can be easily performed in clinics thus the information is immediately available. 50, 51 Confocal microscopy is helpful in diagnosing OSSN early along with the follow-up and estimating the recurrence of OSSN. It is also helpful in assessing the treatment response of various topical chemotherapeutic agents in corneal and conjunctival OSSN. 31 In small studies of IVCM, it has been shown that the technique has good correlation to histology; however, as these were all correlation studies, the sensitivity and positive predictive value of this technique is not yet known. 52, 53, 54 However, study conducted by Xu et al concluded that IVCM is useful for predicting the grade of dysplasia and the extent to which epithelium is involved as well the stromal invasion. 54 Although IVCM can be a useful additional tool to histology, these findings indicate that it cannot replace biopsy for diagnosing OSSN. Limitations of this technique include the requirement for operator expertise in capturing and the interpretation of images, and decreased visualization in very thick/keratinized lesions that degrade the optical properties of the normally transparent conjunctival and corneal epithelium. 53, 54
Anterior Segment Optical coherence tomography
Izatt et al. in 1994 introduced anterior segment optical coherence tomography (AS-OCT) for the first time, is a noncontact and non-invasive imaging technique that captures high resolution cross-sectional images of the anterior segment 56High resolution OCT (HR-OCT) is capable of providing axial resolution of 5–10 𝜇m, while ultra-high resolution OCT (UHR-OCT) can provide axial resolution better than 5 𝜇m. 55, 56 Vajzovic et al reported that UHR-OCT of an OSSN lesion showed epithelial thickening and increased reflectivity of the epithelium with an obvious delineation from tumor to nonaffected tissue.55, 57 Several studies have further shown that thickened hyperreflective epithelium, abrupt transition from normal to abnormal epithelium, and a sharp plane of cleavage between the lesion and underlying tissue were all features that were seen in UHR-OCT images and histopathologic specimens of OSSN lesions. 58, 59, 60, 61 Normal epithelium overlying subepithelial lesion rules out OSSN.60 UHR-OCT can also be used to monitor the resolution of disease and detection of residual subclinical disease. Lesions that were treated successfully with topical agents, post-treatment UHR-OCT have shown normalisation of epithelial architecture at the site of the treated lesions. However, lesions that are resistant to medical treatment, UHR-OCT showed persistently thickened epithelium with retained abrupt transition between normal and diseased epithelium. 56, 58 In this way, it prevents the premature termination of medical therapy. 62 One study has reported the use of AS-OCT in detection of residual disease after surgical excision in a case of corneal intraepithelial neoplasia and this finding thus allowed for supplemental medical therapy until resolution of disease. 63 UHR-OCT can also play role in ruling out OSSN in eyes with clinically indeterminate lesions. 62
Ultrasound biomicroscopy
Pavlin et al. in 1990 developed Ultrasound biomicroscopy (UBM) for the first time, provides cross-sectional visualization of the anterior segment in an intact globe at microscopic resolution. 64 In the 50 MHz mode produces images to a depth of 5 to 6 mm at a resolution of 25 microns. 65 Anterior segment tumors are widely imaged by UBM these days although limitations exist. There is requirement of an eyebath in the reclined position and a familiarity of technician with its use to obtain the best images.55 Studies on the use of UBM in diagnosing OSSN have shown that UBM is most useful in assessing intraocular tumor extension and metastasis. 66, 67
Histopathology
Histopathological evaluation is the gold standard for diagnosis of OSSN after an incisional or excisional biopsy of the lesion. 15 Microscopic examination of the excised lesion with safe margins shows that there is an abrupt transition of the epithelial lesion from the adjacent uninvolved conjunctiva. An increase in the size of nuclei, irregular nuclear membrane, hyperchromasia and fine to coarse chromatin are seen cytologically in the dysplasia cells. Up gradation or down gradation of severity of dysplasia can occur based on the degree of nuclear atypia irrespective of level of epithelial thickness involvement. Dysplasia are classified into varying grades based on the level of involved epithelial thickness. When lower one third and lower two thirds of the epithelium shows abnormal transformation the lesion is termed as mild and moderate dysplasia respectively. Severe dysplasia is termed when the abnormality involves more than 2/3rds of the epithelial thickness, however surface maturation is preserved. Involvement of full thickness of epithelium, however with retained integrity of epithelial basement membrane is termed as carcinoma in situ. Cytopathic effect are seen in some cells in lesions associated with HPV infections which results in the formation of a halo cell known as the Koilocyte. 15, 68 Actinic keratosis, pterygium, pinguecula and actinic granuloma can mimic OSSN but can be easily differentiated from OSSN by studying the morphology
Classification
Tumor staging is assessed using the TNM (Tumor, Node, Metastasis) definitions, as stated in the American Joint Committee on Cancer (AJCC) recommendations, T describes features of the primary tumor, N describes the involvement of the regional nodes, and M describes the spread of distant metastasis. The 8th edition of the AJCC classification has been recently diagnosed, and the definitions for T1 and T2 differ from those in the 7th edition. In the 7th edition the definition of T1 and T2 was based solely on the size of tumour, whereas in the 8th edition T classification is based both on the size of tumour (≤ 5 or > 5mm) and the involvements of the basement membrane and adjacent structures, namely the fornix, the plica semilunaris, the caruncle, the eyelid lamellae, the orbit, the sinuses bone, and the brain.70
Table 1
Management
OSSN management can be divided into two main groups, medical and surgical. There has been a move in recent years to medical therapy as this removes the risk associated with anaesthesia and surgery. 69, 70
Medical Management
With the advent of less invasive diagnostic modalities such as AS-OCT, confocal microscopy and impression cytology, there has been paradigm shift from surgical treatment to less invasive management options. The main limitation of these therapies is the prolongation of therapy and need for compliance.
Mitomycin-C
Mitomycin-C is an alkylating agent which has got antineoplastic/antibiotic properties. Its mechanism of action is by binding to DNA during DNA synthesis and inhibiting its synthesis and function. 71, 72, 73 It is toxic to both proliferating and non-proliferating cells by causing apoptosis and inhibition of fibroblast migration. 74, 75 The main advantage of MMC is that it can be used as a primary treatment agent for OSSN along with its usefulness intraoperatively, as an adjuvant to excisional biopsy, and post-operatively in patients with positive conjunctival or deep margins. 76, 77, 78, 79 MMC is compounded into a concentration between 0.02 and 0.04% when used as primary treatment for OSSN. 76, 77, 78, 79, 80 The regimen of MMC is 4 times daily for 1 week followed by 2 to 3 weeks of no treatment. The length of the period of no treatment depends on how long it takes the eye to recover from the 1 week of treatment. Other regimens include 1 week on/1 week off, 2 weeks on with variable duration between cycles and 3 weeks of continuous therapy. 77, 80, 81 MMC is also used intraoperatively during tumor excision, usually soaked on a sponge at a concentration of 0.02% and applied to the margins of conjunctiva for a duration of 1~3 min. 78, 82, 83 Postoperatively, in the patients having positive margins for neoplasia, MMC drops is used after the surface heals. The treatment regimen during post-operative use is similar to that of primary use. 84 Pain and epitheliopathy, allergic conjunctivitis, hyperaemia, ectropion and punctal stenosis are the main side effects of using mitomycin-C. 85, 86 Because of the high risk of punctal stenosis, punctal plugs should be inserted before initiating topical MMC. 86
5-Florouracil
5-FU is a pyrimidine analogue that blocks thymidine synthase leading to inhibition of DNA formation. This leads to a reduction in RNA ultimately causing poor cell growth and cell death. 87 It is well-tolerated and effective agent for primary treatment of OSSN as well as an adjuvant after surgical excision. 88, 89, 90 Most commonly used regimen for the primary treatment of OSSN is in a cyclical pattern four times daily for a week followed by a 3 week holiday and is compounded as a 1% solution. 88, 90 This pattern makes one cycle, which is repeated on average of 4 to 6 cycles based on clinical response (noted by both slit lamp examination and HR-OCT imaging). Alternate regimens have been developed and reported in the literature including continuous administration of 5-FU 3 to 4 times a day for 4 weeks or administration of 5-FU for only 2 to 4 days with a 30 to 45 day drug-holiday. 91, 92, 93, 94, 95, 96 On comparing side effects of topical 5-FU with IFNα-2b, 5-FU has got more side effects, most commonly pain and redness at the instillation side, but 5-FU has lesser side effects than MMC. Eyelid swelling, conjunctival congestion, filamentary keratitis and rarely superficial stromal melting are other side effects of 5 FU. 90, 93 Topical corticosteroids in conjunction with preservative free artificial tears are used to reduce the symptoms. Punctal or canalicular stenosis is reported to occur with systemic 5-FU treatment but not when used topically. 70
Interferon alpha 2b (IFNa-2b
Interferon α-2b (IFNα-2b) is a cytokine which contains 165 amino acid residues with immunomodulatory effects. Intralesional injections of IFNα-2b increases the production of IL-2 and IFN-γ mRNA by the immune system and reduces the production of IL-10. These cytokines help in the recognising and targeting of neoplastic cells.97 IFNα-2b can be used as topical eye drops, sub conjunctival injections, or a combination of both when used for treatment of OSSN. 97, 98, 99, 100, 101 IFNα-2b topically and intralesionally can be used as primary or adjuvant therapies. Topically, the most frequently prescribed regimen of IFNα-2b is dose being 1 million IU/ml four times a day without interruption until one or two more months after clinical resolution of the lesion. It usually takes about 4 months for the lesion to resolve clinically after treatment. 97, 100 Other doses, including 2 and 3 million IU/ml, have also been reported and are used in the same manner. One study showed similar efficacy between the 1 million IU/ml and 3 million IU/ml doses, without any statistically significant differences in clinical resolution and duration of treatment. 100 When used as a post-surgical adjuvant in individuals with positive margins, the regimen is topical IFNα-2b 1 million IU/ml administered four times daily for a duration of 2 months post-operatively. 102 Subconjunctival IFNα-2b injections (3 million IU/0.5 ml) are given weekly until there is resolution of OSSN (typically requiring 4 to 5 injections to achieve clinical resolution). 97, 99, 101 When used topically, IFNα-2b eye drops generally have minimal to no adverse effects however follicular conjunctivitis and hyperaemia have infrequently been reported along with formation of epithelial microcysts. 103 Flu-like syndrome that lasts for approximately 48h after administration of the injection is the main adverse effect of sub conjunctival injection. 1g of oral acetaminophen is administered at the time of the injection to reduce the intensity of adverse effects and then as needed until symptoms resolve. 70, 97, 99, 104
Surgical Management
Tumours that occupy four clock hours or less of the limbus, or have a basal diameter of 15 mm or less surgical excision remains the gold standard treatment.1 The surgical approach follows the traditional “no touch” technique, which minimises seeding of the tumour during surgery, and recommends 3-4mm macroscopically clear margins. Limbal stem cell deficiency (LSCD), scarring, pyogenic granulomas, infection and damage to the sclera or retina from excessive cryotherapy are the main risk associated with surgical treatment. The major limitation of surgical treatment is that it only removes the macroscopically visible tumour. If the surgical margins are found to be positive on histology, adjuvant topical chemotherapy can be given to minimise recurrence. 1, 7, 40, 70
Novel Therapies
Photodynamic therapy
Photodynamic therapy uses a combination of a photosensitising agent (verteporfin) and diode laser, used to produce oxygen free radicals that result in vascular occlusion that promotes tumour destruction in photodynamic therapy. 105 In one pilot study it has been observed to cause tumour resolution in 100% of cases that are smaller than the laser spot size of 5 mm, with no recurrence at one year.106 Minor reversible side effects like chemosis, conjunctival haemorrhages and foreign body sensation are reported following photodynamic therapy .106. Major limitation in adoption of this as popular treatment modality is the high cost of the photosensitising agent and limited evidence in the literature. 105
Anti-VEGF
Anti-VEGF agents are monoclonal antibodies against the vascular endothelial growth factor (VEGF) interfering with the growth of blood vessels. 106 Subconjunctival anti-VEGF injections for OSSN have been described in several small case series, with resolution seen in up to 60% of cases. 107, 108, 109 No significant adverse effects were reported in any of these study series. 107, 108, 109
Cidofovir
Cidofovir is a monophosphate nucleotide analogue that has shown in vitro activity against a number of DNA viruses. 110 A study series conducted in Australia has shown resolution of 83% cases which were treatment resistant when treated with topical Cidofovir 0.25% administered three times a day for 4–9 weeks. 111
EGFR inhibitors
A case series reported a significant response to systemic EGFR inhibitors in two patients of elderly age group with advanced orbital extension of OSSN. 112 Because of the high cost of these agents it has got limited accessibility and clinical use.
Prognosis
Overall, OSSN has a good/fair prognosis, with low mortality rate minimal tendency to metastasize; metastasis is often linked to regional or distant metastases or intracranial invasion. 113 Factors associated with guarded prognosis and high recurrence rate following treatment include incompletely excised tumor margins, old age, deeper tissue penetration, corneal OSSN, and large tumors (greater than 2 mm). Recent surgical and medical treatment modalities have proved to be effective. Less than 2% lymph node metastasis and local recurrence rate of less than 5% has been reported. The invasive and mucoepidermoid carcinoma have got worst prognosis. 114